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Trader Program Agreement

Terms and conditions for participation in the SurgeOptions program

This SURGEOPTIONS TRADER PROGRAM AGREEMENT (this "Agreement") is entered into by and between:

(i) SURGE TECHNOLOGIES LLC, a Wyoming limited liability company, located at 30 N Gould St Ste R Sheridan, WY 82801, doing business as "SurgeOptions" ("SurgeOptions", "Firm", "we", "us", or "our"); and

(ii) The individual whose details are provided during online registration ("Trader", "you", or "your").

SurgeOptions and Trader may be referred to individually as a "Party" and collectively as the "Parties".

BY CLICKING "I AGREE", ELECTRONICALLY SIGNING, OR BY ACCESSING OR USING ANY SURGEOPTIONS PROGRAM, YOU ACKNOWLEDGE THAT YOU HAVE READ, UNDERSTOOD, AND AGREE TO BE LEGALLY BOUND BY THIS AGREEMENT.

1. PURPOSE AND PROGRAM STRUCTURE

1.1 Purpose

SurgeOptions operates a proprietary trading evaluation and funding program (the "Program") under which qualified traders may:

(a) participate in simulated or paper-trading evaluation accounts to demonstrate trading skill and risk discipline ("Evaluation Accounts"); and

(b) upon meeting specified rules and objectives, become eligible to trade options with real capital in accounts funded by, or on behalf of, SurgeOptions ("Funded Accounts" or "Live Accounts").

1.2 Nature of Relationship

This Agreement sets forth the terms under which you may access the Program. You are an independent contractor, not an employee, partner, agent, or representative of SurgeOptions. Nothing in this Agreement creates an employer–employee relationship, partnership, or joint venture.

1.3 No Brokerage / Advisory Services

SurgeOptions is not acting as your broker, financial advisor, investment advisor, or fiduciary, and does not execute trades on your personal brokerage account. Execution and clearing for Program accounts may be provided by one or more third-party brokers, dealers, or technology providers (collectively, "Execution Partners"). Any trading you perform under the Program is done in accounts controlled by, or on behalf of, SurgeOptions or its affiliates, not in your personal brokerage account.

2. DEFINITIONS

For purposes of this Agreement:

2.1 "Account" means any Evaluation Account, Instant Funding Account, Pre-Funded Account, or Funded Account made available to Trader by or through SurgeOptions.

2.2 "Dashboard" means the online portal, website, or platform interface provided by SurgeOptions or its technology partners where you can view your trading metrics, Program Rules, and account parameters.

2.3 "Drawdown Limit" or "End-of-Day Drawdown Limit" means the maximum permitted loss level, expressed as a dollar amount and/or percentage of account size, that is applied based on end-of-day ("EOD") net equity or as otherwise described in the Program Rules.

2.4 "Evaluation Fee" means the recurring subscription fee (e.g., US$49.99/month for certain plans) that you pay to participate in an Evaluation Account, as set forth on the SurgeOptions website from time to time.

2.5 "Activation Fee" means the one-time fee payable upon successfully meeting the evaluation objectives and before activation or continuation of any pre-funded or Funded Account, in the amount specified on the SurgeOptions website and/or order form (including any promotional pricing).

2.6 "Instant Funding Account" means any account type where, upon payment of a specific fee (for example, an instant funding product priced at or around US$499), you may be granted access to trade a pre-funded or funded account subject to Program Rules, without first completing a standard Evaluation Account.

2.7 "Program Rules" means the trading rules, objectives, parameters, and restrictions (including profit targets, minimum number of winning days, drawdown limits, position limits, permitted products, and payout criteria) as published on the SurgeOptions website, within the Dashboard, or in Program-specific documentation, each as may be updated from time to time.

2.8 "Profit Split" means the percentage allocation of net trading profits between SurgeOptions and Trader for a given Account (e.g., 90% Trader / 10% Firm in certain Live Account stages), as specified in the Program Rules.

2.9 "Winning Day" means a trading day where net P&L (after commissions and fees) meets or exceeds the minimum profit requirement set forth in the Program Rules (for example, a minimum of US$150 Net P&L per such day), as calculated by SurgeOptions.

3. PROGRAM TIERS AND RULES

3.1 Evaluation Accounts

(a) Subscription-Based Evaluation. Evaluation Accounts are typically offered on a recurring subscription basis (for example, approximately US$49.99 per month for certain 50K evaluation tiers), as stated on the SurgeOptions website at the time of purchase.

(b) Objectives. To successfully complete an Evaluation Account, you must satisfy the then-current Program Rules and objectives applicable to your chosen evaluation tier. These may include, without limitation:

  • (i) achieving the specified profit target (e.g., $2,500 for 50K Evaluation);
  • (ii) closing all open positions before evaluation completion;
  • (iii) satisfying a minimum number of Winning Days;
  • (iv) complying with any End-of-Day Drawdown Limit;
  • (v) closing all positions by 4:00 PM Eastern Time each trading day;
  • (vi) complying with product limitations, position limits, and trading hours; and
  • (vii) avoiding any Prohibited Conduct (as defined below).

(c) Passing Requirements. To pass an Evaluation Account and become eligible for a Funded Account, you must: (1) reach or exceed the profit target, (2) have all positions closed, and (3) not have violated any trading rules including the drawdown limit and position closure requirements.

(d) Swing Trading. Swing trading (holding positions throughout the trading day) is permitted. Overnight positions are also allowed. All positions must be closed by 4:00 PM Eastern Time each trading day for daily P&L calculation purposes.

(e) EOD Trailing Drawdown. The Program uses an End-of-Day (EOD) trailing drawdown. The drawdown limit (4% or $2,000) trails up as your account grows, meaning your maximum loss floor rises with your gains. Once your account reaches $52,000, the drawdown locks and your floor becomes $50,000 permanently. A breach of the Drawdown Limit is measured on an end-of-day basis. SurgeOptions' calculations and records shall be final and binding.

3.2 Pre-Funded and Funded Accounts (Live Accounts)

(a) Pre-Funded Stage. Upon completion of the Evaluation Account and payment of any applicable Activation Fee, you may be granted access to an intermediate, pre-funded, or pseudo-funded stage (if applicable) with specific payout caps and risk parameters, as described in the Program Rules.

(b) Transition to Live Account. After meeting the requirements detailed in the Program Rules (for example, successfully requesting and receiving a specified number of payouts, which may currently be three (3) payouts capped at a certain US dollar amount per payout), you may be transitioned to a Live Account trading real capital with a Profit Split (for example, 90% Trader / 10% Firm). The specific payout caps, frequency, and conditions shall be as set forth in the Program Rules.

(c) Daily / Weekly Payout Eligibility. Eligibility for payouts (including any weekly or daily payout options) will be governed exclusively by the applicable Program Rules, which may specify, among other things:

  • (i) the minimum number of Winning Days;
  • (ii) payout caps per request or per period;
  • (iii) the timing and method of payout requests; and
  • (iv) the impact of payouts on Drawdown Limits and account balances.

3.3 Instant Funding Accounts

(a) Instant Funding Products. SurgeOptions may offer Instant Funding Accounts whereby, upon payment of an upfront fee (for example, an instant funding product at or around US$499), you gain access to an account with predefined size, drawdown, and payout rules without first completing the standard evaluation objectives.

(b) Applicability of Rules. Instant Funding Accounts remain fully subject to this Agreement and the Program Rules, including risk limits and Prohibited Conduct restrictions.

3.4 Publication and Updates to Program Rules

(a) Publication. The specific numerical values for account sizes, profit targets, drawdown limits, Winning Day minimums, payout caps, and other quantitative parameters (collectively, "Program Parameters") will be published on the SurgeOptions website, Dashboard, or applicable product page.

(b) Updates. SurgeOptions may modify Program Rules and Program Parameters from time to time, with or without prior notice, and such changes shall become effective when posted. Your continued use of any Account after such changes are posted constitutes your acceptance of the updated Program Rules.

4. FEES, PAYOUTS, AND TAXES

4.1 Evaluation and Activation Fees

(a) Non-Refundable. All Evaluation Fees, Activation Fees, and Instant Funding fees are typically non-refundable, except as may be expressly stated in our written refund policy (if any) or required by applicable law.

(b) Promotions. Any promotional pricing (for example, temporary sale pricing such as a reduced Activation Fee) applies only as expressly stated on the SurgeOptions website or promotional materials and may be modified or withdrawn at any time.

4.2 Payouts to Trader

(a) General. Subject to compliance with this Agreement and the Program Rules, you may be eligible to receive a share of net trading profits generated in your Funded Account or other qualifying Account.

(b) Profit Split. The applicable Profit Split (for example, 90% Trader / 10% Firm on certain Live Accounts) and any payout caps or minimums will be specified in the Program Rules.

(c) Method and Timing. Payouts will be processed via the payment method(s) supported by SurgeOptions at the time of the payout request. SurgeOptions may impose minimum payout thresholds, fees, or processing times as disclosed in the Program Rules.

(d) Payout Reviews. SurgeOptions may review any Account activity prior to processing a payout to ensure compliance with Program Rules, to investigate suspected Prohibited Conduct, or to resolve discrepancies.

(e) Payout Limits.

  • Funded Evaluation Accounts: Payouts are limited to 50% of the account balance, with a maximum of $2,000 per payout request.
  • Live Accounts: Payouts are unlimited; however, withdrawals may not reduce the account balance below the original starting balance.
  • Go Live Option: SurgeOptions reserves the right, at its sole discretion, to push traders to a live trading account with their payout balance instead of processing a cash payout. This means instead of receiving a cash withdrawal, your payout may be applied as capital in a live trading account.
  • Account Limits: When exercising the Go Live Option, SurgeOptions reserves the right to close existing funded accounts or limit the number of funded accounts a trader may hold at any time. This includes, but is not limited to, consolidating multiple funded accounts into a single live account.

4.3 Chargebacks and Offsets

(a) Chargebacks. If you initiate or cause any chargeback, reversal, or dispute of fees paid to SurgeOptions, SurgeOptions may, in its discretion:

  • (i) suspend or terminate your Accounts;
  • (ii) offset the amount of such chargeback or associated fees from any payouts or future payments due to you; and/or
  • (iii) seek recovery and damages as permitted by law.

(b) Setoff. SurgeOptions may set off any amounts you owe against any amounts we owe you, including payouts.

4.4 Taxes

(a) Trader Responsibility. You are solely responsible for all taxes, duties, and governmental charges of any kind arising out of or in connection with payouts or compensation you receive under this Agreement.

(b) Reporting. SurgeOptions may report compensation and payouts as required by applicable tax laws and may withhold taxes where required by law.

5. TRADING RULES AND PROHIBITED CONDUCT

5.1 Compliance with Program Rules

You agree to strictly abide by all Program Rules, including without limitation:

  • (a) 4% EOD trailing drawdown limit;
  • (b) Position size and contract limits;
  • (c) Permitted products and symbols;
  • (d) All positions must be closed by 4:00 PM ET daily;
  • (e) Swing trading and overnight holding are permitted.

5.2 Prohibited Conduct

You agree not to engage in any of the following ("Prohibited Conduct"):

  • (a) use of latency arbitrage, quote stuffing, or any strategy designed to exploit delays, data errors, or technology glitches;
  • (b) collusive trading or coordinated trading with other traders to manipulate prices or game the Program;
  • (c) use of external accounts to hedge, offset, or otherwise create risk-free or near-risk-free arbitrage across accounts in a manner inconsistent with bona fide trading;
  • (d) high-frequency or algorithmic trading that overloads or abuses the trading infrastructure or violates Execution Partners' terms;
  • (e) account sharing, multi-user access, or allowing any other person to trade your SurgeOptions Account;
  • (f) use of stolen identities, forged documents, or false information in registration or KYC/AML processes;
  • (g) intentional or reckless exploitation of any bug, error, or vulnerability in the Dashboard, trading platform, or data feeds;
  • (h) any trading that SurgeOptions reasonably deems to be unrealistic, abusive, or inconsistent with real-world market conditions (for example, fills or profits that could not reasonably be achieved in a live environment); or
  • (i) any activity that violates applicable law, regulation, or the policies of Execution Partners.

5.3 Consequences of Rule Violations

(a) Remedial Actions. If SurgeOptions determines, in its sole discretion, that you have violated any Program Rule or engaged in Prohibited Conduct, it may, without limitation:

  • (i) void some or all trades;
  • (ii) reduce, withhold, or cancel payouts;
  • (iii) terminate or reset your Account;
  • (iv) deny or revoke Funded Account status; and/or
  • (v) permanently ban you from the Program.

(b) Finality. SurgeOptions' determinations based on its records, platform logs, and Execution Partner data shall be final and binding absent manifest error.

6. PLATFORM ACCESS AND DATA

6.1 Technology Providers

Trading access may be provided through third-party platforms or technology providers (including but not limited to options trading platforms and order routing systems). You agree to comply with all such providers' terms of use.

6.2 No Guarantee of Uptime

While SurgeOptions endeavors to provide reliable access, we do not warrant continuous or error-free operation of any website, Dashboard, or trading platform. Scheduled and unscheduled downtime may occur.

6.3 Data and Metrics

Performance metrics, trade history, and other data shown in the Dashboard are for informational purposes and may be subject to reconciliation. In the event of discrepancy between platform metrics and Execution Partner records, the latter shall generally control.

6.4 Intellectual Property

All intellectual property in the Program, including but not limited to the SurgeOptions name, logos, website content, Dashboard design, trading tools, and proprietary evaluation models, are owned by SurgeOptions or its licensors. You receive no rights in such intellectual property other than a limited, revocable license to use the Program in accordance with this Agreement.

7. REPRESENTATIONS AND WARRANTIES

7.1 Trader Representations

You represent, warrant, and covenant that:

  • (a) you are at least 18 years of age (or the age of majority in your jurisdiction, if higher);
  • (b) all information you provide to SurgeOptions is true, accurate, and complete, and you will promptly update such information as needed;
  • (c) you are not subject to any sanctions, restrictions, or prohibitions that would bar your participation in the Program under applicable law;
  • (d) you understand the speculative nature and high risk of options trading and that you may lose substantial amounts in trading;
  • (e) you have sufficient knowledge and experience in financial markets to understand the Program and the risks involved; and
  • (f) your participation in the Program does not violate any law, regulation, or binding obligation applicable to you.

7.2 Firm Disclaimer

SurgeOptions makes no representation or warranty:

  • (a) that you will be approved for or maintain any Funded Account;
  • (b) regarding the profitability of any trading strategy;
  • (c) that historical or hypothetical performance will be indicative of future results; or
  • (d) that the Program will always be available in your jurisdiction.

8. RISK DISCLOSURE AND NO ADVICE

8.1 Trading Risk

Options trading involves substantial risk and is not suitable for all investors. Losses can exceed initial amounts and may occur rapidly. You acknowledge that you understand these risks and voluntarily assume them.

8.2 No Investment Advice

Nothing in the Program, on the SurgeOptions website, or in any communication from SurgeOptions shall be construed as investment, legal, tax, or accounting advice. You are solely responsible for your trading decisions.

8.3 Educational Content

Any educational content, commentary, trade examples, or discussions provided by SurgeOptions or its representatives are for general educational purposes only and do not constitute individualized recommendations.

9. TERM, SUSPENSION, AND TERMINATION

9.1 Term

This Agreement shall commence upon your acceptance and continue until terminated by either Party in accordance with this Section 9.

9.2 Termination by Trader

You may terminate this Agreement at any time by:

  • (a) ceasing all use of the Program and closing your Accounts (if applicable); and
  • (b) providing written notice to SurgeOptions via the contact method specified on the website.

9.3 Termination or Suspension by SurgeOptions

SurgeOptions may suspend or terminate your Accounts and/or this Agreement at any time, with or without cause, including but not limited to:

  • (a) suspected or confirmed violation of this Agreement or Program Rules;
  • (b) suspected or confirmed Prohibited Conduct;
  • (c) failure to pay required fees; or
  • (d) legal, regulatory, or risk considerations.

9.4 Effect of Termination

(a) Ceasing Access. Upon termination, you must immediately cease all use of the Program and any Accounts.

(b) Payouts. SurgeOptions may, in its discretion, process any final payout due and payable to you as of the date of termination, net of any offsets; provided that it may withhold payouts pending review of potential Prohibited Conduct or rule violations.

(c) Survival. Sections 4 (Fees, Payouts, and Taxes), 5 (Trading Rules and Prohibited Conduct), 6 (Platform Access and Data), 7 (Representations and Warranties), 8 (Risk Disclosure and No Advice), 9.4 (Effect of Termination), 10 (Limitation of Liability), 11 (Indemnification), and 12 (Miscellaneous) shall survive termination.

10. LIMITATION OF LIABILITY

10.1 No Consequential Damages

To the maximum extent permitted by law, neither SurgeOptions nor its affiliates, members, managers, officers, employees, agents, or licensors shall be liable for any indirect, incidental, consequential, special, punitive, or exemplary damages arising out of or relating to this Agreement, the Program, or your trading, even if advised of the possibility of such damages.

10.2 Cap on Direct Damages

To the maximum extent permitted by law, SurgeOptions' aggregate liability arising out of or relating to this Agreement shall not exceed the greater of:

  • (a) the total fees paid by you to SurgeOptions in the three (3) months immediately preceding the event giving rise to the claim; or
  • (b) US$1,000.

10.3 No Liability for Market Conditions or Technology Failures

SurgeOptions shall not be liable for:

  • (a) market volatility, price gaps, slippage, or liquidity conditions;
  • (b) platform outages, connectivity issues, data feed errors, or order routing failures; or
  • (c) any losses or missed opportunities resulting therefrom.

11. INDEMNIFICATION

You agree to indemnify, defend, and hold harmless SurgeOptions and its affiliates, members, managers, officers, employees, and agents from and against any and all claims, liabilities, damages, losses, costs, and expenses (including reasonable attorneys' fees) arising out of or related to:

  • (a) your use of the Program;
  • (b) your trading activity in any Account;
  • (c) your breach of this Agreement or any Program Rules; or
  • (d) your violation of any applicable law or the rights of any third party.

12. MISCELLANEOUS

12.1 Governing Law

This Agreement shall be governed by and construed in accordance with the laws of the State of Wyoming, without regard to its conflict-of-law principles.

12.2 Dispute Resolution; Arbitration

(a) Any dispute arising out of or related to this Agreement shall be resolved exclusively by binding arbitration administered by the American Arbitration Association in Sheridan, Wyoming, in accordance with its rules.

(b) The arbitration shall be conducted by a single arbitrator experienced in commercial contracts and financial services.

(c) The Parties waive any right to a jury trial and agree that arbitration shall be the exclusive forum for resolving such disputes, except that either Party may seek injunctive relief in a court of competent jurisdiction.

12.3 Class Action Waiver

To the fullest extent permitted by law, disputes shall be resolved only on an individual basis and not as a class, collective, or representative action.

12.4 Assignment

You may not assign or transfer this Agreement or any rights or obligations hereunder without the prior written consent of SurgeOptions. SurgeOptions may assign this Agreement to an affiliate or successor in interest without your consent.

12.5 Entire Agreement

This Agreement, together with the Program Rules and any policies referenced herein, constitutes the entire agreement between the Parties with respect to the subject matter hereof and supersedes all prior or contemporaneous understandings.

12.6 Amendments

SurgeOptions may modify this Agreement by posting an updated version on its website. Continued participation in the Program after such posting constitutes your acceptance of the updated Agreement.

12.7 Severability

If any provision of this Agreement is held invalid or unenforceable, the remaining provisions shall continue in full force and effect.

12.8 No Waiver

The failure of either Party to enforce any provision shall not be deemed a waiver of future enforcement of that or any other provision.

12.9 Electronic Signatures and Communications

You agree that electronic signatures, click-wrap acceptance, and electronic records shall have the same force and effect as manual signatures and paper records.

BY PROCEEDING WITH THE SERVICE, YOU ACKNOWLEDGE THAT YOU HAVE READ THIS AGREEMENT, UNDERSTAND IT, AND AGREE TO BE BOUND BY ITS TERMS.

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